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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2016-04-14
  • SD RA
    APPROVED
    Since 2016-04-14

Branch Locations

719 N Main Street, Mitchell, SD 57301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Mitchell SD 10/2015 Present
Cortrust Bank Mitchell SD 10/2015 Present
Raymond James Financial Services Advisors Inc. Mitchell SD 04/2016 Present
Cortrust Wealth Management Mitchell SD 10/2015 Present
  • 10/2015 → Present
    Raymond James Financial Services, Inc.
    Mitchell, SD
  • 10/2015 → Present
    Cortrust Bank
    Mitchell, SD
  • 04/2016 → Present
    Mitchell, SD
  • 10/2015 → Present
    Cortrust Wealth Management
    Mitchell, SD
Previous Registrations
  • 2010-08-09 → 2015-10-21
    North Platte, NE
    Maryland Heights, MO
    Maryland Heights, MO
    Mitchell, SD
Other Businesses

(1)Name of Business: Address: 43742 255th St, Salem, SD, 57058, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/02/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own farm ground and rent to family. (2)Name of Business: CorTrust Bank Address: 719 N Main St, Mitchell, SD, 57301, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/15/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3)Name of Business: CorTrust Wealth Management Address: 719 N Main St, Mitchell, SD, 57301, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/15/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-06
  • S66 Uniform Combined State Law Examination
    2010-08-06
Other Names
  • Michael Steffen

View on SEC IAPD

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