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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-26
ND RA APPROVED 2016-01-25
SD RA APPROVED 1988-09-12
  • TX RA
    APPROVED_RES
    Since 2016-04-26
  • ND RA
    APPROVED
    Since 2016-01-25
  • SD RA
    APPROVED
    Since 1988-09-12

Branch Locations

119 N Main St, Mitchell, SD 57301-3415 • United States

101 3Rd Ave Sw, Aberdeen, SD 57402 • United States

Aberdeen, SD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mitchell SD 09/2005 03/2020
Ameriprise Financial Services, Llc Mitchell SD 03/2020 Present
Other Businesses

Real Estate Ownership; Pasture land; Rural Brown County, SD, ,; Not Investment-Related; 03/29/1987 / Commercial; 119/121 No Main St, Mitchell, SD 57301, ,; Not Investment-Related; 02/08/2011 / Commercial; 101 3rd Ave SW Aberdeen SD 57401, ,; Not Investment-Related; 05/05/2005 / Single Family; 316 So Congress StAberdeen, SD 57401, ,; Not Investment-Related; 02/01/2019 / Single Family; 415 So Arch StAberdeen, SD 57401, ,; Not Investment-Related; 02/01/2019. Business Ownership; KL City Properties; ; LLC set up to manage real estate. There are no other clients or advisors involved as lessees or owners.; 119 No Main St; Mitchell, SD 57301, ,; ; 01/10/2011; 1 to 9 hours per month; / Advisors, LLC; ; This LLC was established to manage real estate. Our office is the only property it owns.; 101 3rd Ave SW; Aberdeen, SD 57401, ,; ; 05/12/2008; 1 to 9 hours per month; / Janaly LLC; Co-owner; Real Estate; 415 So Arch St, , ABERDEEN, SD, 57401; Not Investment-Related; 12/06/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Charles Howard foundation; Vice President; 404 So Lincoln St, , Aberdeen, SD, 57401; Not Investment-Related; 02/15/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-27
S63 Uniform Securities Agent State Law Examination 1988-07-14
  • S65 Uniform Investment Adviser Law Examination
    1993-10-27
  • S63 Uniform Securities Agent State Law Examination
    1988-07-14
Other Names
  • Ken Krause

View on SEC IAPD

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