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Kenneth Clifton Davis

Mml Investors Services, LLC

Winston Salem, NC

Greensboro, NC

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-03-25
  • NC RA
    APPROVED
    Since 2017-03-25

Branch Locations

3779 Vest Mill Road Suite A, Winston Salem, NC 27103 • United States

Greensboro, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Winston-Salem NC 01/1996 03/2017
Massmutual Life Insurance Co Winston Salem MA 07/2016 Present
Mml Investors Services, Llc Winston Salem NC 03/2017 Present
  • 01/1996 → 03/2017
    Metlife Securities Inc.
    Winston-Salem, NC
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Winston Salem, MA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Winston Salem, NC
Previous Registrations
  • 2001-12-31 → 2017-03-25
    Msi Financial Services, Inc.
    Winston-Salem, NC
    Winston-Salem, NC
    Winston Salem, NC
    Winston-Salem, NC
    Winston Salem, NC
Other Businesses

INDEPENDENT INSURANCE AGENT - CAROLINA BENEFIT SOLUTIONS - LIFE/ACCIDENT/HEALTH - FROM BUSINESS ADDRESS - 0 SECURITY HOURS AND 0 NON SECURITY HOURS - SINCE 05/2012

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-09
S63 Uniform Securities Agent State Law Examination 1996-07-01
  • S65 Uniform Investment Adviser Law Examination
    1999-04-09
  • S63 Uniform Securities Agent State Law Examination
    1996-07-01
Other Names
  • Dink Davis
  • Ken Davis
  • Kenneth C Davis
  • Ken C Davis

View on SEC IAPD

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Other Investors

JASON PAUL STERN
RYAN EDWARD BEAUDRY
CARLA WICKLINE THRASHER
Christie B Severino
TRACY CLINTON DUNCAN
Anthony Guy Diffenbaugh
Jodie Nicole Baker
LAURA ELAINE BANASIEWICZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
KESTRA ADVISORY SERVICES, LLC · Winston Salem, NC

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