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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Roseville MN 07/2013 04/2018
Thrivent Financial For Lutherans Appleton WI 07/2013 04/2018
Securian Financial Services Inc St Paul MN 07/2018 07/2018
Cri Securities St Paul MN 07/2018 07/2018
North Star Resource Group Minneapolis MN 07/2018 Present
Securian Financial Services Inc St Paul MN 06/2018 07/2018
North Star Resource Group Minneapolis MN 06/2018 07/2018
Securian Financial Services Inc St Paul MN 07/2018 08/2023
Cri Securities St Paul MN 07/2018 10/2021
Minnesota Life Insurance Co St Paul MI 07/2018 08/2023
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/2013 → 04/2018
    Roseville, MN
  • 07/2013 → 04/2018
    Thrivent Financial For Lutherans
    Appleton, WI
  • 07/2018 → 07/2018
    Securian Financial Services Inc
    St Paul, MN
  • 07/2018 → 07/2018
    Cri Securities
    St Paul, MN
  • 07/2018 → Present
    North Star Resource Group
    Minneapolis, MN
  • 06/2018 → 07/2018
    Securian Financial Services Inc
    St Paul, MN
  • 06/2018 → 07/2018
    North Star Resource Group
    Minneapolis, MN
  • 07/2018 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 07/2018 → 10/2021
    Cri Securities
    St Paul, MN
  • 07/2018 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MI
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-07-17 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
  • 2018-07-17 → 2021-10-19
    Cri Securities, Llc
    Minneapolis, MN
  • 2013-08-29 → 2018-04-09
    Minneapolis, MN
  • 2011-04-29 → 2013-07-22
    Minneapolis, MN
Other Businesses

1) IRONDALE BASKETBALL ASSOCIATION POSITION: Employee NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: , New Brighton MN , United States DESCRIPTION: Employee 2) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1998 ADDRESS: , Fridley MN , United States DESCRIPTION: Owner 3) ST. ANTHONY HIGH SCHOOL ATHLETICS ACTIVITIES AND ACADEMICS COMMITTEE POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2016 ADDRESS: , St. Anthony MN , United States DESCRIPTION: Advisory Board 4) IRONDALE BASKETBALL ASSOCIATION POSITION: Volunteer NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: Po Box 120238, New Brighton MN 55112, United States DESCRIPTION: Coaching youth traveling basketball for a local community. 5) NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/09/2018 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Fixed only business run through the firm's brokerage department 6) ST. ANTHONY VILLAGE PLANNING COMMISSION POSITION: Advisory Board NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2021 ADDRESS: 3301 Silver Lake Road, St. Anthony MN 55418, United States DESCRIPTION: The Planning Commission advises the City Council on planning and zoning issues. 7) MINNESOTA YOUTH ATHLETIC SERVICES POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2022 ADDRESS: 1011 Osborne Road NE, Spring Lake Park MN 55432, United States DESCRIPTION: The MYAS is a non-profit organization serving youth sports programs in Minnesota and Wisconsin. As President, my duties will be to preside over quarterly board meetings of the organization. 8) NAME OF OTHER BUSINESS: HAYDEN GROVE FAMILY COUNCIL; INVESTMENT RELATED: NO; ADDRESS: 2601 STINSON PARKWAY NE SAINT ANTHONY, MN 55418; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: VOLUNTEER BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DISCUSS CONCERNS AABOUT RESIDENT RIGHTS, QUALITY OF CARE AND LIFE, INITIATE NEW IDEAS AND COMMUNICATE TO STAFF; 9) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 10) NAME OF OTHER BUSINESS: ST ANTHONY SPORTS BOOSTERS ; INVESTMENT RELATED: NO ADDRESS: 3301 SILVER LAKE RD. SAIN ANTHONY MN 55418 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 09/01/2026 ; POSITION/TITLE/RELATIONSHIP: VICE PRISIDENT ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS:0 ; BRIEF DESCRIPTION OF DUTIES: ASSIT PRESIDENT IN THE DUTIES OF MANAGING/RUNNING THE BOARD ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-13
S63 Uniform Securities Agent State Law Examination 1997-10-10
  • S66 Uniform Combined State Law Examination
    2009-06-13
  • S63 Uniform Securities Agent State Law Examination
    1997-10-10
Other Names
  • Thomas Richard Kuykendall
  • Thomas R Kuykendall

View on SEC IAPD

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