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Barry Craig Stark

Sikich Financial

Springfield, IL

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Current Employers
Sikich Financial

3051 Hollis Drive 3Rd Floor, Springfield, IL 62704 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-12-07
  • IL RA
    APPROVED
    Since 2016-12-07

Branch Locations

3051 Hollis Drive 3Rd Floor, Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernardi Securities, Inc. Chicago IL 06/2016 11/2016
Sikich Corporate Finance Llc Chicago IL 11/2016 Present
Sikich Financial Naperville IL 11/2016 Present
Triad Advisors Inc. Norcross GA 01/2017 08/2024
Sikich Insurance Group Llc Dover DE 01/2024 Present
Osaic Wealth, Inc. Naperville IL 08/2024 Present
  • 06/2016 → 11/2016
    Bernardi Securities, Inc.
    Chicago, IL
  • 11/2016 → Present
    Sikich Corporate Finance Llc
    Chicago, IL
  • 11/2016 → Present
    Naperville, IL
  • 01/2017 → 08/2024
    Triad Advisors Inc.
    Norcross, GA
  • 01/2024 → Present
    Sikich Insurance Group Llc
    Dover, DE
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Naperville, IL
Previous Registrations
Other Businesses

1) Sikich;investment related;1415 W. Diehl Road,Ste. 400,Naperville,IL 60563;broker dealer/RIA;chief compliance officer;11/28/2016;160 hrs/month;6.5 hrs/month;chief compliance officer for an unaffiliated broker dealer and RIA 2) Sikich Insurance Group LLC, Vice President/Treasurer. No compensation, zero hours per month. Just a placeholder officer for this LLC until it is wound down. Sikich Insurance Group LLC is wholly owned by Sikich LLP. 3) Sikich Insurance Group LLC; Investment related: yes; 1415 W. Diehl Rd., Ste 400, Naperville, IL 60563; Nature or Structure of Business: LLC which is an insurance agency to sell non-variable products; Position: Chief Compliance Officer, Vice President; Start date: 12/15/2023; hours per month: 0; securities trading hours 0; Duties: Just acting as a placeholder officer until this entity is wound down in the next few years 4) SIKICH FINANCIAL POSITION: CCO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/28/2016 ADDRESS: 1415 W. Diehl Road, Naperville IL 60563, United States DESCRIPTION: General CCO duties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-14
S63 Uniform Securities Agent State Law Examination 1996-03-05
  • S65 Uniform Investment Adviser Law Examination
    1996-03-14
  • S63 Uniform Securities Agent State Law Examination
    1996-03-05

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