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3051 Hollis Drive 3Rd Floor, Springfield, IL 62704 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-12-07 |
Branch Locations
3051 Hollis Drive 3Rd Floor, Springfield, IL 62704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bernardi Securities, Inc. | Chicago | IL | 06/2016 | 11/2016 |
| Sikich Corporate Finance Llc | Chicago | IL | 11/2016 | Present |
| Sikich Financial | Naperville | IL | 11/2016 | Present |
| Triad Advisors Inc. | Norcross | GA | 01/2017 | 08/2024 |
| Sikich Insurance Group Llc | Dover | DE | 01/2024 | Present |
| Osaic Wealth, Inc. | Naperville | IL | 08/2024 | Present |
1) Sikich;investment related;1415 W. Diehl Road,Ste. 400,Naperville,IL 60563;broker dealer/RIA;chief compliance officer;11/28/2016;160 hrs/month;6.5 hrs/month;chief compliance officer for an unaffiliated broker dealer and RIA 2) Sikich Insurance Group LLC, Vice President/Treasurer. No compensation, zero hours per month. Just a placeholder officer for this LLC until it is wound down. Sikich Insurance Group LLC is wholly owned by Sikich LLP. 3) Sikich Insurance Group LLC; Investment related: yes; 1415 W. Diehl Rd., Ste 400, Naperville, IL 60563; Nature or Structure of Business: LLC which is an insurance agency to sell non-variable products; Position: Chief Compliance Officer, Vice President; Start date: 12/15/2023; hours per month: 0; securities trading hours 0; Duties: Just acting as a placeholder officer until this entity is wound down in the next few years 4) SIKICH FINANCIAL POSITION: CCO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/28/2016 ADDRESS: 1415 W. Diehl Road, Naperville IL 60563, United States DESCRIPTION: General CCO duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-05 |
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