Howard Jay Smith

Current Employers

Employment History

• 12/1987 → Present
  Hollywood Ink (Dba Howard Smith)
  Los Angeles, CA
• 09/1991 → Present
  Ucla Extension
  Los Angeles, CA
• 06/2009 → Present
  Morgan Stanley
  Santa Barbara, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Oxnard, CA
• 1997-07-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  Oxnard, CA
  Oxnard, CA

Other Businesses

2. MARKETING A RECENTLY COMPLETED NOVEL "BEETHOVEN IN LOVE"; AUTHOR OF THE NOVEL; CALIFORNIA; 02/2014 4. Residual income from screenwriting - an episode of "Who's the Boss?' in 1989 5. *405927 - Author; Investment related - Yes, Goleta, California; Authoring a Book; Author (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0; After business hours: 10; * 416352 - Power of Attorney; Investment related Yes; San Geronimo, SA; Nov 2020; During business hours: 2; After business hours: 8. *605010 - Author; Investment related: Yes; Goleta, California; Publishing; Writer of the novel (proprietor, partner, officer, director, employee, trustee, agent); 08/2024; During business hours: 0; After business hours: 5; I am the writer of this novel and I will be presenting to publishers for publication this year *210264 - Santa Barbara Symphony Orchestra; Investment Related - No; Santa Barbara, California; A symphony orchestra; Board Member, Finance Committee, Other Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 0; After Business Hours: 15; As "hand off" board members we are only involved in general oversight of the symphony.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-20
• S63 Uniform Securities Agent State Law Examination
  1996-03-06