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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-08-29
AZ RA APPROVED 2020-12-09
TX RA APPROVED_RES 2020-12-09
  • WI RA
    APPROVED
    Since 2023-08-29
  • AZ RA
    APPROVED
    Since 2020-12-09
  • TX RA
    APPROVED_RES
    Since 2020-12-09

Branch Locations

14321 N. Northsight Blvd., Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2014 10/2020
The Vanguard Group, Inc. Scottsdale AZ 10/2020 Present
  • 07/2014 → 10/2020
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 10/2020 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-01-08
  • S63 Uniform Securities Agent State Law Examination
    2021-01-08
Designations
Other Names
  • Rodney Rogge

View on SEC IAPD

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