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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-03-26 |
Branch Locations
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Sartell, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Sartell | MN | 02/2010 | 02/2018 |
| Lpl Financial Llc | Sartell | MN | 02/2018 | 11/2019 |
| Osaic Wealth, Inc. | Jersey City | NJ | 11/2019 | Present |
| Focus Financial | Minneapolis | MN | 03/2020 | Present |
1. FOCUS FINANCIAL POSITION: insurance agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/21/2019 ADDRESS: 1608 Boulder Drive, Sartell MN 56377, United States DESCRIPTION: Sales and service of fixed insurance products 2. FOCUS FINANCIAL NETWORK INC. POSITION: Financial Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/12/2020 ADDRESS: 1608 Boulder Drive, Sartell MN 56377, United States DESCRIPTION: Portfolio construction Client Reviews Monitoring Markets Asset Allocation 3. PALISADE INVESTMENTS, INC. POSITION: president NATURE: S-Corp established for tax purposes to pay myself a salary from securities related business INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2019 ADDRESS: 1608 Boulder Drive, Sartell MN 56377, United States DESCRIPTION: Established a S-Corp to pay myself a salary 4. PALISADE WEALTH POSITION: Financial advisor NATURE: Marketing name I use INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/14/2026 ADDRESS: 1608 Boulder Drive, Sartell MN 56377, United States DESCRIPTION: Using Palisade Wealth as a marketing name to market the services I offer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-27 |
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