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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-03-30 |
Branch Locations
6385 Corporate Dr, Ste 205, Colorado Springs, CO 80919-5912 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Capital Financial Advisers, Llc | Newport Beach | CA | 09/2014 | 03/2018 |
| Girard Securities | Colorado Springs | CO | 09/2014 | 11/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2017 | 03/2018 |
| Lpl Financial, Llc | Colorado Springs | CO | 03/2018 | Present |
1. 3/29/2018 - Clear Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2018 - 140 Hours Per Month/7 Hours During Securities Trading - Time Spent 80%. 2. 7/9/2020 - Asbury Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 7/7/2020 - 15 Hours Per Month During Securities Trading. 3. 11/10/2020 - Clear Start Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/2/2020 - 5 Hour Per Month/5 Hours During Securities Trading. 4. 12/2/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/02/2020 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-09 |
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