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Inactive

Joy Lynne Garland

Roan Capital Partners

Johnson City, TN

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Current Employers
Roan Capital Partners

208 Sunset Dr. Suite #504, Johnson City, TN 37604 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2024-02-08
  • TN RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2024-02-08

Branch Locations

208 Sunset Dr. Suite #504, Johnson City, TN 37604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Kingsport TN 06/1998 01/2017
Gaam Wealth Advisors, Inc. Kingsport TN 03/1998 02/2018
Cwm, Llc Omaha NE 08/2014 02/2018
Cetera Advisor Networks, Llc El Segundo CA 01/2017 02/2018
Roan Capital Partners Johnson City TN 02/2018 Present
  • 06/1998 → 01/2017
    Lpl Financial, Llc
    Kingsport, TN
  • 03/1998 → 02/2018
    Gaam Wealth Advisors, Inc.
    Kingsport, TN
  • 08/2014 → 02/2018
    Cwm, Llc
    Omaha, NE
  • 01/2017 → 02/2018
    Cetera Advisor Networks, Llc
    El Segundo, CA
  • 02/2018 → Present
    Roan Capital Partners
    Johnson City, TN
Previous Registrations
  • 2014-08-20 → 2018-02-16
    Cwm, Llc
    Kingsport, TN
  • 2006-11-02 → 2016-07-01
    Gaam Wealth Advisors, Inc.
    Kingsport, TN
  • 2004-03-26 → 2015-10-30
    Lpl Financial Llc
    Kingsport, TN
    Tempe, AZ
    Bristol, TN
    Kingsport, TN
    Johnson City, TN
    Abingdon, VA
  • 2004-06-15 → 2004-12-13
    Gilbert Advanced Asset Management, Inc.
    Johnson City, TN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-08
  • S63 Uniform Securities Agent State Law Examination
    1996-02-08
Other Names
  • Joy Lynne Mcpeak

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MONEY CONCEPTS CAPITAL CORP
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

THOMAS E DOTSON
ROBERT KEITH HOBBS
SONYA KAYE HENSLEY
URIL DUANE PETERSON
CAROL LYNN CRESS
RICHARD WAYNE HOBBS
MATTHEW JAMES TRIVETT
BENJAMIN DAVID TALLEY

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Johnson City, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JOHNSON CITY, TN

More in Johnson City, TN

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