Jonathan James Schiff

Current Employers

Employment History

• 07/2010 → Present
  Raymond James Financial Services
  Irvine, CA
• 07/2010 → Present
  Raymond James Financial Services Advisors, Inc
  Irvine, CA
• 01/2017 → Present
  Ocelot Spectrum Financial, Llc
  Irvine, CA

Previous Registrations

• 1999-10-25 → 2010-07-09
  Ubs Financial Services Inc.
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

(1) Name of Business: Address: 9271 Research Dr, Irvine, CA, 92618, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/04/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Medical Insurance, Disability Insurance, LTC Insurance, Term Life Insurance, Universal Life Insurance. (2) Name of Business: Ocelot Spectrum Financial, LLC Address: 9271 Research Dr, Irvine, CA, 92618, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/06/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my LLC that I will be using to run all RJFS Income thru and all related FA / Branch Expenses. It is set up solely and a legal / tax structure for my RJFS Practice. (3) Name of Business: Ocelot Spectrum Research LLC Address: 9271 Research Dr, Irvine, CA, 92618, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/18/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC bought an office condo that I manage and lease to my RJFS investment management practice. I will do the bookkeeping for rent collection and mortgage payments.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-18
• S63 Uniform Securities Agent State Law Examination
  1996-02-20