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Darrell William Quam

Creative Planning

Denver, CO

Broomfield, CO

Overland Park, KS

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Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-20
CO RA APPROVED 2021-12-17
  • TX RA
    APPROVED_RES
    Since 2021-12-20
  • CO RA
    APPROVED
    Since 2021-12-17

Branch Locations

8110 E Union Ave Ste 180, Denver, CO 80237 • United States

Broomfield, CO • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lockton Companies, Llc Denver CO 11/2013 12/2021
Lockton Investment Advisors, Llc Kansas City MO 11/2013 12/2021
Lockton Financial Advisors, Llc Denver CO 01/2014 12/2021
Creative Planning, Llc Overland Park CO 12/2021 Present
  • 11/2013 → 12/2021
    Lockton Companies, Llc
    Denver, CO
  • 11/2013 → 12/2021
    Lockton Investment Advisors, Llc
    Kansas City, MO
  • 01/2014 → 12/2021
    Lockton Financial Advisors, Llc
    Denver, CO
  • 12/2021 → Present
    Creative Planning, Llc
    Overland Park, CO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-01-06
S65 Uniform Investment Adviser Law Examination 2014-04-22
  • S63 Uniform Securities Agent State Law Examination
    2016-01-06
  • S65 Uniform Investment Adviser Law Examination
    2014-04-22
Other Names
  • Darrell William Quam

View on SEC IAPD

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Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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