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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-02-17 |
Branch Locations
6301 Waterford Blvd Ste 410, Oklahoma City, OK 73118 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midfirst Investment Services | Oklahoma City | OK | 10/2012 | 11/2016 |
| Arvest Wealth Management | Edmond | OK | 12/2016 | 12/2019 |
| Td Ameritrade | Edmond | OK | 01/2020 | 12/2020 |
| David Houston | Oklahoma City | OK | 01/2021 | Present |
| Northwestern Mutual Investment Services Llc | Oklahoma City | OK | 02/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2021 | Present |
Name: Southwestern Christian University, Role: Adjunct Professor, Type: Teaching, Start Date: 08/01/2013, Investment Related?: No, Address: 7210 NW 39th Expressway, Bethany, OK 73008, Number of Hours/Mo: 3, Duties: Adjunct professor--Financial Management. NON-INVESTMENT RELATED. Name: Mid-America Christian University, Role: Adjunct professor, Type: Teaching, Start Date: 06/01/2011, Investment Related?: No, Address: 3500 SW119th, Oklahoma City, OK 73170, Number of Hours/Mo: 3, Duties: Adjunct teacher--Financial Management Name: Southern Nazarene University, Role: Adjunct professor, Type: Teaching, Start Date: 08/01/2014, Investment Related?: No, Address: Bethany. Oklahoma, 73008, Number of Hours/Mo: 4, Duties: Adjunct professor--Financial Management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-15 |
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