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Brian Peter Farley

Cetera Investment Advisers LLC

Eagan, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-11-12
  • MN RA
    APPROVED
    Since 2020-11-12

Branch Locations

880 Blue Gentian Road Suite 180, Eagan, MN 55121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farley Financial Partners, Inc Eagan MN 07/1999 Present
First Allied Securities, Inc San Diego CA 02/2007 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Eagan MN 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 07/1999 → Present
    Farley Financial Partners, Inc
    Eagan, MN
  • 02/2007 → 09/2022
    First Allied Securities, Inc
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Eagan, MN
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2012-05-24 → 2020-11-12
    First Allied Advisory Services, Inc.
    Eagan, MN
  • 2007-03-02 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    Eagan, MN
  • 2005-07-26 → 2007-02-28
    United Securities Alliance, Inc.
    Eagan, MN
    Eagan, MN
Other Businesses

1.) FARLEY FINANCIAL PARTNERS, INC., INC.-DBA OWNER, CEO, 160 HOURS/ MONTH; START 09/01/2012

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-19
  • S63 Uniform Securities Agent State Law Examination
    1996-01-19
Designations

View on SEC IAPD

Other Firms

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
FOUNDATIONS INVESTMENT ADVISORS LLC
LPL FINANCIAL LLC
EDWARD JONES
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
CASTLE ROCK FINANCIAL PLANNING, INC.
AVANTAX PLANNING PARTNERS, INC.

Other Investors

BLAINE ROBERT JOERGER
MICHAEL B HOFFMAN
Benjamin Uphoff
Jeremy Scott Babcock
Rebecca Ann Anderson
MICHAEL MERLE ERPELDING
MATTHEW PAUL ANAGNOSTOU
STEVEN LEE SMALLIDGE

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MENDOTA HTS, MN
FOUNDATIONS INVESTMENT ADVISORS LLC · MENDOTA HEIGHTS, MN
CETERA INVESTMENT ADVISERS LLC · MENDOTA HEIGHTS, MN
LPL FINANCIAL LLC · MENDOTA HEIGHTS, MN
EDWARD JONES · Eagan, MN
OSAIC WEALTH, INC. · Eagan, MN
COMMONWEALTH FINANCIAL NETWORK · Mendota Heights, MN
CASTLE ROCK FINANCIAL PLANNING, INC. · MENDOTA HEIGHTS, MN

More in Eagan, MN

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