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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-19 |
| OK | RA | APPROVED | 2003-11-04 |
Branch Locations
9901 N May Avenue Suite 100, Oklahoma City, OK 73120 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc | Oklahoma City | OK | 10/2003 | Present |
| Massmutual Financial Group | Springfield | MA | 10/2003 | Present |
NAME: CHARLES H LUNDEEN JR INV REL: Y ADD: 9901 N MAY AVENUE SUITE 100 OKLAHOMA CITY, OK 73120 NATURE: HEALTH POSITION: SALES START DATE: 1996 NO. HR/MO:1 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-01 |
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