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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-11-15 |
| TX | RA | APPROVED | 2022-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntsville | AL | 11/2022 | Present |
| Bank Of America, N.A. | Huntsville | AL | 01/2023 | Present |
I*2056332, Entity Type, Entity Charitable, Name of OBA: Wellstone, Inc., Address: Huntsville, AL, 35801, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 11/01/2024, No Hours: 4hrs/Mo, No Hours during trading: 4, Duties: Wellstone is Madison County, Alabama's largest provider of mental health and substance use disorder services for Huntsville and surrounding counties in north Alabama. I've been invited to become an advisory board member due to my support of Wellstone and family members that have been affected by these illnesses. I will help provide feedback about what services or needs might be helpful to serve our community.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-31 |
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