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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2000-08-09
  • MA RA
    APPROVED
    Since 2000-08-09

Branch Locations

74 Bedford Street, Lexington, MA 02420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Equity Services, Inc. Lexington MA 12/1995 Present
Lexington Financial Group Lexington MA 12/1995 Present
  • 12/1995 → Present
    Commonwealth Equity Services, Inc.
    Lexington, MA
  • 12/1995 → Present
    Lexington Financial Group
    Lexington, MA
Previous Registrations
  • 2004-08-17 → 2004-04-26
    Dba Lexington Financial Group
    Lexington, MA
Other Businesses

1. SELLING FIXED INSURANCE AT BRANCH LOCATION, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-17
S63 Uniform Securities Agent State Law Examination 1996-03-25
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    1996-03-25

View on SEC IAPD

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