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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-07-26 |
Branch Locations
29 South Main Street Suite 210, West Hartford, CT 06107 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Farmington | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Farmington | CT | 11/2016 | 07/2018 |
| Raymond James & Associates | West Hartford | CT | 07/2018 | Present |
| West Hartford Travel Soccer League | West Hartford | CT | 09/2017 | Present |
(1)Name of Business: so/lo musical group Address: 1786 Boulevard, West Hartford, CT, 06107, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 05/06/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I play in a band. I rarely accept money for playing. The most money I would make in any year is $1500.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-30 |
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