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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-24 |
Branch Locations
2941 Greenbriar, Springfield, IL 62704 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-03-13 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
Farmersville, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services Llc | Buffalo | NY | 01/2006 | 09/2018 |
| Wells Fargo Clearing Services Llc | Buffalo | NY | 10/2018 | Present |
| Wells Fargo Advisors Financial Network | Springfield | IL | 06/2026 | Present |
AVON, NOT INVT RELATED, NEW YORK, NY, INDEPENDENT CONSULTANT, START DATE 7/1/2022, 4 HRS PER MONTH, 0 HRS DURING TRADING, SELL AVON.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-22 |
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