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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-04-26
  • NJ RA
    APPROVED
    Since 2016-04-26

Branch Locations

29 Archung Road, Wayne, NJ 07470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Lennon Tile & Interiors Wayne NJ 06/1990 Present
Cetera Investment Advisers St. Cloud MN 02/2016 Present
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/1990 → Present
    Lennon Tile & Interiors
    Wayne, NJ
  • 02/2016 → Present
    Cetera Investment Advisers
    St. Cloud, MN
Other Businesses

1) LENNON TILE & INTERIOR CO, NOT INV REL; HOME IMPROVEMENT BUSINESS,BATHROOM REMODELING/TILE INSTALLATIONS; OWNER, START DATE: 6/90, ALL MANAGEMENT INSTALLATIONS, 5 HRS/WK; WAYNE, NJ 07470; 2) FINANCIAL MILESTONES, DBA NAME FOR INVESTMENT PRATICE - INV RELATED:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-21
S63 Uniform Securities Agent State Law Examination 2001-02-23
  • S65 Uniform Investment Adviser Law Examination
    2016-04-21
  • S63 Uniform Securities Agent State Law Examination
    2001-02-23

View on SEC IAPD

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