Neil Francis Burke

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-12-19

NJ RA
APPROVED

Since 2025-12-19

Branch Locations

8 North Corporate Drive 2Nd Floor, Riverdale, NJ 07457 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company	Newark	NJ	07/1999	05/2024
Lpl Enterprise	Newark	NJ	08/2025	Present
Unemployed	Parsippany	NJ	06/2024	07/2025

07/1999 → 05/2024

Prudential Insurance Company

Newark, NJ
08/2025 → Present

Lpl Enterprise

Newark, NJ
06/2024 → 07/2025

Unemployed

Parsippany, NJ

Other Businesses

1. 08/20/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Parsippany, NJ - Start Date 08/15/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 08/20/2025 - NEIL BURKE N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Parsippany, NJ - Start Date 08/15/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-18

S66 Uniform Combined State Law Examination

2025-12-18

View on SEC IAPD

Employer firm

Current Employers

Lpl Enterprise, Llc

Disclosures

Employment History

Other Businesses

Exams

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