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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2016-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Wayne | NJ | 10/1990 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2016 | Present |
1)TAX CONSULTING & ACCOUNTING, 63 BUTTERNUT DRIVE, WAYNE, NJ 07470, BOOKKEEPING SERVIES, TAX RETURN PREP., OWNER - 50 HOURS PER WEEK 2) AJW PROPERTIES LLC; NOT INV RELATED; RENTAL REAL ESTATE; MEMBER SINCE 2/04; COLLECT RENT AND PAY EXPENSES; JOE BOUDREAU, ANTHONY FAVA; 1HR/WK: 3) TIMBER VALLEY AT WAYNE HOA; NOT INV RELATED; HOMEOWNER ASSOC; TREASURER SINCE 01/94; APPROVE EXPENSES, SIGHN CHECKS, BUDGET PREP, "NOT COMPENSATED"; 1HR/WK: 4) NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: 1615 HAMBURG TURNPIKE, WAYNE, NJ 07470; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 08/2016; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE SIGNATURES; 5) NAME OF OTHER BUSINESS: WJG ENTERPRISES INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CERTIFIED DIVORCE FINANCIAL ANALYST; START DATE: 11/2017; POSITION/TITLE/RELATIONSHIP: CERTIFIED DIVORCE FINANCIAL ANALYST; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: HELP COUPLES WITH FINANCIAL ASPECT OF DIVORCE 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 5/2023; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS GROUP DISABILITY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-28 |
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