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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
8 North Corporate Drive 2Nd Floor, Riverdale, NJ 07457 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Newark | NJ | 05/1993 | 11/2024 |
| Prudential Insurance Company Of America | Newark | NJ | 06/1993 | Present |
| Lpl Enterprise, Llc | Pine Brook | NJ | 11/2024 | Present |
1) 12/27/2024- George R. Barnes- DBA for LPL Business (entity for LPL business)- inv.related- at reported business location(s)- start date 07/01/2020- 60hrs/mnth-60hrs during trading 2) 06/23/25 - Yana Foundation - Non-Profit Board Member - Newark, NJ - Start date 07/01/2025 - 5 hrs/mth 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable insurance/Insurance Agency-Inv related-At reported business location(s) 4) 11/04/2025-George R. Barnes & Associates Financial Services-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/01/2020-60hrs/mth-60hrs/mth during trading 5) 11/04/2025-Montville Recreation-Assistant Basket Ball Coach-Coach/ Sports/ Fitness-Inv related-At Montville, NJ-Start date 11/11/2025-25hrs/mth-0hrs/mth during trading 6) 07/23/2026-Rock Financial Partners, LLC-Principal-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/01/2026-150hrs/mth-90hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-13 |
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