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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
8 North Corporate Drive 2Nd Floor, Riverdale, NJ 07457 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Riverdale | NJ | 01/2008 | 11/2024 |
| The Prudential Insurance Company Of America | Paramus | NJ | 01/2008 | 08/2019 |
| Prudential Insurance Company Of America | Riverdale | NJ | 08/2019 | Present |
| Lpl Enterprise, Llc | Riverdale | NJ | 11/2024 | Present |
07/23/2026-Rock Financial Partners, LLC-Principal-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/01/2026-200hrs/mth-120hrs/mth during trading 2) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers. 3) 2025-03-20 - Prudential - Non-Variable Insurance - Y - 8 - 6 - at reported business location(s) - 2025-02-07 - outbrokerage life, annuity, LTC, disability insurance 4) 2025-03-19 - Prudential - Property and Casualty - Y - 4 - 4 - at reported business location(s) - 2025-02-07 - Plymouth Rock Home and Auto insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-15 |
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