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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • MO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

16090 Swingley Ridge Rd Suite 100 - 300, Chesterfield, MO 63017-2064 • United States

Ballwin, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Saint Louis MO 01/2014 12/2017
Td Ameritrade, Inc. Jersey City NJ 01/2018 01/2019
American Century Investment Services, Inc. Kansas City MO 01/2019 05/2020
Fidelity Brokerage Services Llc Chesterfield MO 05/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 01/2014 → 12/2017
    Scottrade, Inc.
    Saint Louis, MO
  • 01/2018 → 01/2019
    Td Ameritrade, Inc.
    Jersey City, NJ
  • 01/2019 → 05/2020
    American Century Investment Services, Inc.
    Kansas City, MO
  • 05/2020 → Present
    Fidelity Brokerage Services Llc
    Chesterfield, MO
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-06-24 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Chesterfield, MO
  • 2019-01-22 → 2020-05-19
    Saint Louis, MO
    St Louis, MO
    St. Louis, MO
    Kansas City, MO
    St Louis, MO
  • 2018-01-31 → 2019-01-17
    Td Ameritrade, Inc.
    St. Louis, MO
    Jersey City, NJ
    Glen Allen, VA
  • 2018-01-31 → 2019-01-17
    Td Ameritrade Investment Management, Llc
    St. Louis, MO
  • 2015-01-15 → 2018-04-07
    Scottrade Investment Management
    Saint Louis, MO
  • 2014-11-10 → 2015-01-06
    St. Louis, MO
    St. Louis, MO
Other Businesses

OBA-15159|OrgNmn:Oakville Pub and Sports Grill, LLC|Org Addr:Saint Loui,Missouri,US|OBA Nature:Restaurant|Invst Rel:N|Title:Co-Managing Member|Duties:Two 1-hour-long business meetings per year.|StrtDt:02-05-13|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-10
S63 Uniform Securities Agent State Law Examination 2009-05-21
  • S66 Uniform Combined State Law Examination
    2014-11-10
  • S63 Uniform Securities Agent State Law Examination
    2009-05-21
Designations
Other Names
  • James Phillip Gansner
  • James Phillip Gansner

View on SEC IAPD

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