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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
16090 Swingley Ridge Rd Suite 100 - 300, Chesterfield, MO 63017-2064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Saint Louis | MO | 01/2014 | 12/2017 |
| Td Ameritrade, Inc. | Jersey City | NJ | 01/2018 | 01/2019 |
| American Century Investment Services, Inc. | Kansas City | MO | 01/2019 | 05/2020 |
| Fidelity Brokerage Services Llc | Chesterfield | MO | 05/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-15159|OrgNmn:Oakville Pub and Sports Grill, LLC|Org Addr:Saint Loui,Missouri,US|OBA Nature:Restaurant|Invst Rel:N|Title:Co-Managing Member|Duties:Two 1-hour-long business meetings per year.|StrtDt:02-05-13|TotHrs/mon:1|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-21 |
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