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Current Employers
The Pinnacle Financial Group

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-30
  • NY RA
    APPROVED
    Since 2021-08-30

Branch Locations

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Pinnacle Financial Group Rockville Centre NY 03/2014 Present
Lpl Financial Llc Rockville Centre NY 01/2022 Present
Other Businesses

1)01/26/2022 - The Pinnacle Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/26/2022 - Hassel Enterprises LLC - Owner - Business Entity For Tax/Investment Purposes Only - Inv Rel - Bay Shore, NY - Start: 07/25/2014 3) 04/13/2022 - The Pinnacle Financial Group - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 04/07/2022 - 120 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/21/2025 - Pinnacle Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment-Related - At Reported Business Location(s) - Start Date - 08/07/2025 - 160 Hours Per Month/7 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-03-18
S65 Uniform Investment Adviser Law Examination 2000-11-01
  • S63 Uniform Securities Agent State Law Examination
    2022-03-18
  • S65 Uniform Investment Adviser Law Examination
    2000-11-01
Other Names
  • Craig Matthew Hassel

View on SEC IAPD

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