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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-30 |
Branch Locations
9 South Long Beach Road, Rockville Centre, NY 11570 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Pinnacle Financial Group | Rockville Centre | NY | 03/2014 | Present |
| Lpl Financial Llc | Rockville Centre | NY | 01/2022 | Present |
1)01/26/2022 - The Pinnacle Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/26/2022 - Hassel Enterprises LLC - Owner - Business Entity For Tax/Investment Purposes Only - Inv Rel - Bay Shore, NY - Start: 07/25/2014 3) 04/13/2022 - The Pinnacle Financial Group - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 04/07/2022 - 120 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/21/2025 - Pinnacle Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment-Related - At Reported Business Location(s) - Start Date - 08/07/2025 - 160 Hours Per Month/7 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-03-18 |
| S65 | Uniform Investment Adviser Law Examination | 2000-11-01 |
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