Best Investors
Account
Sign in
Best Investors
Account
Sign in
Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2024-09-17 |
| MD | RA | APPROVED | 2022-09-15 |
| MI | RA | APPROVED | 2021-05-03 |
| NY | RA | APPROVED | 2021-04-16 |
| ME | RA | APPROVED | 2020-12-08 |
| OK | RA | APPROVED | 2020-03-06 |
| FL | RA | APPROVED | 2019-07-29 |
| CT | RA | APPROVED | 2018-05-21 |
| MT | RA | APPROVED | 2015-04-08 |
| WA | RA | APPROVED | 2014-08-15 |
| TX | RA | APPROVED_RES | 2014-08-08 |
| NV | RA | APPROVED | 2013-09-06 |
| IN | RA | APPROVED | 2013-08-01 |
| OH | RA | APPROVED | 2013-01-04 |
| KS | RA | APPROVED | 2012-03-21 |
| VA | RA | APPROVED | 2010-10-08 |
| AZ | RA | APPROVED | 2010-01-25 |
| CO | RA | APPROVED | 2009-12-11 |
| CA | RA | APPROVED | 2009-02-10 |
| IL | RA | APPROVED | 2009-02-10 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Irvine | CA | 06/2016 | 03/2021 |
| Guardian Life Insurance Company | Irvine | CA | 06/2016 | 03/2021 |
| Guardian Life Insurance | La Jolla | CA | 07/2019 | 10/2021 |
| Park Avenue Securities | La Jolla | CA | 07/2019 | 10/2021 |
| Guardian Life Insurance Company | San Diego | CA | 10/2021 | Present |
| Park Avenue Securities | San Diego | CA | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-04 |
Reach out to this advisor