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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-11-19 |
| TX | RA | APPROVED | 2019-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2011 | Present |
| Homesmart International | Mesa | AZ | 02/2009 | 01/2017 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2011 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 11/2019 | Present |
NAME OF BUSINESS: TRUSTEE FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: GILBERT, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: TRUSTEE START DATE: 01/2022 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRUSTEE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-14 |
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