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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-11-19
TX RA APPROVED 2019-11-18
  • AZ RA
    APPROVED
    Since 2019-11-19
  • TX RA
    APPROVED
    Since 2019-11-18

Branch Locations

14321 Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2011 Present
Homesmart International Mesa AZ 02/2009 01/2017
Vanguard Marketing Corporation Scottsdale AZ 06/2011 Present
Vanguard Advisers, Inc. Scottsdale AZ 11/2019 Present
  • 06/2011 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 02/2009 → 01/2017
    Homesmart International
    Mesa, AZ
  • 06/2011 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 11/2019 → Present
    Scottsdale, AZ
Other Businesses

NAME OF BUSINESS: TRUSTEE FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: GILBERT, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: TRUSTEE START DATE: 01/2022 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRUSTEE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-07
S63 Uniform Securities Agent State Law Examination 2011-07-14
  • S66 Uniform Combined State Law Examination
    2019-11-07
  • S63 Uniform Securities Agent State Law Examination
    2011-07-14
Other Names
  • Christine Lynn Newman

View on SEC IAPD

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