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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-09-10 |
| GA | RA | APPROVED | 2004-10-27 |
| TX | RA | APPROVED_RES | 2000-03-03 |
Branch Locations
933 Broad St, Augusta, GA 30901 • United States
Aiken, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | August | GA | 12/1995 | Present |
| Bank Of America, N.A. | Augusta | GA | 12/2009 | Present |
BUSINESS NAME: LCCL PROPERTIES. INVESTMENT RELATED: NO. ADDRESS: AIKEN S. C. 29803. NATURE:THE PURPOSE OF LCCL PROPERTIES IS TO HOLD A SECOND HOME FOR RECREATIONAL PURPOSE. YOUR TITLE: SHARE HOLDER. START DATE: 10/1999. NUMBER OF HRS PER MTH: 2. NUMBER OF HRS DURING SEC. TRADING HOURS: 0. DUTIES: OWNER I*82303 For profit or not for profit: Non-Profit Organization Name of outside business organization: St. Thaddeus Episcopal Church Investment related: Y Address of business: Aiken, South Carolina 29807 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 42251 Number of hours devoted: 4 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Member of the church endowment investment committe. The endowment is held at Morgan Stanley in Augusta GA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-07 |
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