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Inactive

Lance William Helfert

15 Equity

Santa Barbara, CA

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Current Employers
15 Equity

10 East Yanonali Street Suite 109, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

10 East Yanonali Street Suite 109, Santa Barbara, CA 93101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lucia Wealth Services, Llc. San Diego CA 11/2014 Present
15 Equity, Llc Santa Barbara CA 12/2020 Present
  • 11/2014 → Present
    Lucia Wealth Services, Llc.
    San Diego, CA
  • 12/2020 → Present
    15 Equity, Llc
    Santa Barbara, CA
Previous Registrations
  • 2015-06-01 → 2020-12-31
    Lucia Capital Group
    Montecito, CA
    San Diego, CA
    Summerland, CA
    Santa Barbara, CA
Other Businesses

1.) MONTECITO VENTURE PARTNERS, LLC; INVESTMENT PARTNERSHIP; MEMBER. START DATE 10/2004 2.) TWENTY2 LLC, HOLDING COMPANY, MEMBER MANAGER, START DATE 03/2018 3.) THE LB LIVING TRUST; TRUSTEE; START DATE 2013. 4.) HC IRREVOCABLE TRUST; TRUSTEE; START DATE 2000.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-29
  • S65 Uniform Investment Adviser Law Examination
    2015-05-29

View on SEC IAPD

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Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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