Lance William Helfert

Employer firm

15 Equity CRD 310628

$136M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Lucia Wealth Services, Llc.
  San Diego, CA
• 12/2020 → Present
  15 Equity, Llc
  Santa Barbara, CA

Previous Registrations

• 2015-06-01 → 2020-12-31
  Lucia Capital Group
  Montecito, CA
  San Diego, CA
  Summerland, CA
  Santa Barbara, CA

Other Businesses

1.) MONTECITO VENTURE PARTNERS, LLC; INVESTMENT PARTNERSHIP; MEMBER. START DATE 10/2004 2.) TWENTY2 LLC, HOLDING COMPANY, MEMBER MANAGER, START DATE 03/2018 3.) THE LB LIVING TRUST; TRUSTEE; START DATE 2013. 4.) HC IRREVOCABLE TRUST; TRUSTEE; START DATE 2000.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-29