Brett Carter Ledgerwood

Current Employers

Employment History

• 05/1995 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winston-Salem, NC
• 09/2009 → Present
  Bank Of America, N.A.
  Winston Salem, NC

Other Businesses

I*31014 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: AMERICAN PETROLEUM CORP ACCOUNT INVESTMENT RELATED: NO ADDRESS OF BUSINESS: RATLIFF CITY, OKLAHOMA 73481 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 7/24/1998 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OTHER I*31017 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ONEOK FIELD SERVICES COMPANY ACCOUNT INVESTMENT RELATED: NO ADDRESS OF BUSINESS: TULSA, OKLAHOMA 0 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 7/24/1998 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OTHER I*31018 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PLAINS MARKETING, L.P. ACCOUNT INVESTMENT RELATED: NO ADDRESS OF BUSINESS: HOUSTON, TEXAS 77210 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 7/24/1998 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OTHER I*82052 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RJA ENERGY LLC ACCOUNT INVESTMENT RELATED: NO ADDRESS OF BUSINESS: NORMAN, OKLAHOMA 73069 NATURE OF BUSINESS: OTHER,MINERAL RIGHTS WITH PRODUCTION POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2015 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OTHER I*3827277 Entity Type: Civic League or Social Welfare Organization Name of OBA: Piedmont Flyers Bicycle Club Address: Winston Salem, North Carolina, 27104 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/08/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: To meet, socialize and ride safely with fellow cycling enthusiasts To provide high level input on the weekly rides and to assist in organizing the annual charity ride in October

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-29
• S63 Uniform Securities Agent State Law Examination
  1996-02-26

Other Names

• Brett C Ledgerwood