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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2021-02-22 |
| CA | RA | APPROVED | 2021-02-22 |
| OR | RA | APPROVED | 2021-02-22 |
| WA | RA | APPROVED | 2021-02-22 |
Branch Locations
805 Sw Broadway Suite 2400, Portland, Or 97205 Suite 2400, Portland, OR 97205 • United States
1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Portland | OR | 08/2013 | 04/2018 |
| E*Trade Securities Llc | Portland | OR | 04/2018 | 02/2020 |
| E*Trade Capital Management Llc | Portland | OR | 04/2018 | 02/2020 |
| E*Trade Securities Llc | Portland | OR | 02/2020 | 06/2020 |
| E*Trade Capital Management Llc | Portland | OR | 02/2020 | 06/2020 |
| E*Trade Securities Llc | Portland | OR | 06/2020 | 01/2021 |
| E*Trade Capital Management Llc | Portland | OR | 06/2020 | 01/2021 |
| Empirical Wealth Management | Seattle | WA | 02/2021 | Present |
1. Veloworks 2. Investment Related: No 3. (Personal Address) 4. Bicycle Repair 5. Owner 6. 10/13/2020 7. Hours devoted to business: 10 8. Hours devoted during Securities business: 0 9. Repair bicycles as well as occasionally buy and sell bicycles.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-28 |
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