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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-02-09 |
| CT | RA | APPROVED | 2000-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Madison | CT | 05/2000 | Present |
1. 10/24/2006 - NON-VARIABLE INSURANCE - WRITING TERM/PERMANENT INSURANCE FOR TRANSAMERICA. - 2% TIME SPENT - MADISON, CT. 2. 11/20/2007 - DBA ONLY - MADISON INVESTMENT CENTER - MADISON, CT. 3. 12/13/2012 - REAL ESTATE RENTAL - 206BPR LLC - ONE RENTAL UNIT, ADJOINING SPACE, ALREADY HAVE APPROVAL. - TIME SPENT 1% - MADISON, CT 4. 03/10/2016 * Other - Notary * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * START 05/31/2011 * 1 HR/MO DURING SECS TRDG HRS. 5. 12/16/2016 - Madison Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2017 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-13 |
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