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Dean Angelo Spagnoli

Morgan Stanley

Honolulu, HI

Kailua, HI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2024-02-20
TX RA APPROVED_RES 2020-02-24
HI RA APPROVED 2009-06-01
  • AK RA
    APPROVED
    Since 2024-02-20
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • HI RA
    APPROVED
    Since 2009-06-01

Branch Locations

733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States

Kailua, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Honolulu HI 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley
    Honolulu, HI
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Honolulu, HI
  • 1996-06-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Honolulu, HI
    Honolulu, HI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-01
S63 Uniform Securities Agent State Law Examination 1996-03-22
  • S65 Uniform Investment Adviser Law Examination
    1996-06-01
  • S63 Uniform Securities Agent State Law Examination
    1996-03-22

View on SEC IAPD

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Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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