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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2017-06-23 |
Branch Locations
1003 Bishop Street Suite 1500, Honolulu, HI 96813 • United States
Honolulu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Honolulu | HI | 09/2010 | 06/2017 |
| Raymond James & Associates | Honolulu | HI | 06/2017 | Present |
(1)Name of Business: Kapiolani Banyan Address: 711 Kapiolani Blvd. Suite 700, Honolulu, HI, 96813, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: Yes Start Date: 06/03/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Treasurer of the Board of Directors
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-03 |
| S65 | Uniform Investment Adviser Law Examination | 1996-02-03 |
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