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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

65 Lasalle Road Suite 200 & 316, West Hartford, CT 06107 • United States

North Haven, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. West Hartford CT 01/2015 03/2017
Mml Investors Services, Llc West Hartford CT 03/2017 Present
Massmutual Life Insurance Co West Hartford CT 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    West Hartford, CT
  • 03/2017 → Present
    West Hartford, CT
  • 07/2016 → Present
    Massmutual Life Insurance Co
    West Hartford, CT
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    West Hartford, CT
  • 2009-02-04 → 2015-01-02
    New England Securities
    West Hartford, CT
  • 2005-06-14 → 2009-01-16
    West Hartford, CT
    West Hartford, CT
  • 2002-01-02 → 2005-04-28
    New England Securities
    Waterbury, CT
Other Businesses

INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS- DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE -1 HOUR SECURITIES- SINCE 6/1987- INDEPENDENT INSURANCE AGENT -FROM RESIDENTIAL ADDRESS- NEW ENGLAND BENEFIT SOLUTIONS LLC - DENTAL AND GROUP DISABILITY INCOME -LIFE/ACCIDENT/HEALTH - 20 SEC HRS 10 NON SEC HRS PER WEEK SINCE 06/1987

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-30
S63 Uniform Securities Agent State Law Examination 1996-08-06
  • S65 Uniform Investment Adviser Law Examination
    1998-01-30
  • S63 Uniform Securities Agent State Law Examination
    1996-08-06
Other Names
  • Dominic B Jr Schioppo

View on SEC IAPD

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