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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-24
  • TX RA
    APPROVED
    Since 2025-01-24

Branch Locations

5702 South Staples Suite F-1, Corpus Christi, TX 78413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gamco Financial & Insurance Services Corpus Christi TX 05/2008 Present
Lincoln Financial Securities Corporation Corpus Christi TX 08/2008 01/2025
Osaic Wealth, Inc. Corpus Christi TX 01/2025 Present
  • 05/2008 → Present
    Gamco Financial & Insurance Services
    Corpus Christi, TX
  • 08/2008 → 01/2025
    Lincoln Financial Securities Corporation
    Corpus Christi, TX
  • 01/2025 → Present
    Corpus Christi, TX
Previous Registrations
  • 2008-08-18 → 2025-01-24
    Osaic Fs, Inc.
    Corpus Christi, TX
    Corpus Christi, TX
    San Antonio, TX
  • 2008-05-07 → 2008-08-08
    Waddell & Reed
    Corpus Christi, TX
Other Businesses

1) GAMCO FINANCIAL & INSURANCE SERVICES, INC. 5702 SOUTH STAPLES SUITE F-1 CORPUS CHRISTI, TX 78411 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH INSURANCE, DISABILITY, FIXED ANNUITIES AND TRADITIONAL LIFE INSURANCE. START DATE: 03/01/1973 HOURS PER MONTH: 60 HOURS PER MONTH DURING TRADING HOURS: 60 2) GAMCO FINANCIAL & INSURANCE SEVICES, INC. POSITION: President NATURE: Corporation Sale of non-variable, non-indexed whole life, non-variable, non-indexed annuities and term life insurance. Lincoln National is now first choice for these products. I also sell health and dental insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/14/2003 ADDRESS: 5702 So Staples St, Suite F-1, Corpus Christi TX 78413, United States DESCRIPTION: Sell life insurance, annuities and health insurance. OBA does not offer variable nor indexed products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-05
S63 Uniform Securities Agent State Law Examination 1996-01-02
  • S66 Uniform Combined State Law Examination
    2008-05-05
  • S63 Uniform Securities Agent State Law Examination
    1996-01-02
Other Names
  • Frank John Gamez
  • Frank J Gamez
  • Frank John Gamez

View on SEC IAPD

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