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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-06-01 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Savage, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2013 | 05/2017 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 05/2017 | Present |
NAME OF ACTIVITY: RENTAL PROPERTY; DATE ACTIVITY STARTED: 02/01/2014; OWNER/PROPRIETOR; DUTIES: MANAGE FINANCES, INTERACT WITH MANAGEMENT COMPANY; 0-20 HOURS PER MONTH; 0-20 HOURS DURING TRADING HOURS PER MONTH; INCOME PER YEAR: OVER $20,000; THIS ACTIVITY DOES NOT INCLUDE PROVIDING INVESTMENT ADVICE, CONDUCTING SECURITIES TRADING OR MANAGING THE ASSETS OF OTHERS; THIS DOES NOT INVOLVE AMERIPRISE CLIENTS; THIS ACTIVITY IS NOT LIKELY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; THIS IS NOT AN AMERIPRISE ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-16 |
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