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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-03-23
  • MN RA
    APPROVED
    Since 2020-03-23

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Stillwater, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 10/2003 07/2019
Thrivent Investment Management Inc Minneapolis MN 10/2003 07/2019
Unemployed Stillwater MN 08/2019 02/2020
Thrivent Investment Management Inc Minneapolis MN 03/2020 Present
Thrivent Financial Appleton WI 03/2020 01/2022
Thrivent Financial Appleton WI 01/2022 Present
  • 10/2003 → 07/2019
    Thrivent Financial For Lutherans
    Appleton, WI
  • 10/2003 → 07/2019
    Minneapolis, MN
  • 08/2019 → 02/2020
    Unemployed
    Stillwater, MN
  • 03/2020 → Present
    Minneapolis, MN
  • 03/2020 → 01/2022
    Thrivent Financial
    Appleton, WI
  • 01/2022 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-22
S63 Uniform Securities Agent State Law Examination 1997-03-19
  • S65 Uniform Investment Adviser Law Examination
    2009-01-22
  • S63 Uniform Securities Agent State Law Examination
    1997-03-19
Other Names
  • Derek Theodore Johns

View on SEC IAPD

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