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99 E Carmel Dr. Suite 160, Carmel, IN 46032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-10-21 |
Branch Locations
580 East Carmel Drive Suite 330, Carmel, IN 46032 • United States
99 E Carmel Dr. Suite 160, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Advisors Llc | Indianapolis | IN | 08/1999 | Present |
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 10/2019 |
| Hutchens & Kramer Investment Management Group, Llc | Carmel | IN | 10/2019 | Present |
| Kestra Financial Services, Inc. | Austin | TX | 06/1997 | 10/2019 |
1) Licensed Insurance Agent; Not investment-related; Same as reported business location; Insurance Sales; Implementations of insurance recommendations. 2) Legacy Advisors LLC; Not investment-related; Same as reported business location; tax and accounting services. 3) Frye Fabrication, Inc; Not Investment-Related; 1700 Tiller Court, Suite 1800, Westfield, IN 46714; Treasurer; 7/1/2015; 40 hrs/mnth; investor in business of son-in-law
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-01-04 |
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