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Enrique Antonio Vazquez-Bou

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Guaynabo, PR

CRD 2687335

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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-07-17
PR RA APPROVED 2015-07-08
  • FL RA
    APPROVED
    Since 2015-07-17
  • PR RA
    APPROVED
    Since 2015-07-08

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

3 Calle 1 Suite 405 Metro Office Park, Guaynabo, PR 00968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Fort Lauderdale FL 07/2015 Present
Kovack Advisors, Inc. Fort Lauderdale FL 07/2015 Present
  • 07/2015 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 07/2015 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2015-02-26 → 2015-07-15
    Adviseme National Advisors
    Guaynabo, PR
    Cleveland, OH
Other Businesses

1) DBA: SMART INSURANCE AGENCY - 3 CALLE 1 SUITE 405, METRO OFFICE PARK, GUAYNABO, PR 00968; FIXED INSURANCE AGENCY; NON INVESTMENT RELATED; AUTHORIZED REPRESENTATIVE; SALES; 10% OF TIME SPENT 2) REAL ESTATE RENTAL-BO. PALMAREGO, ROAD 164, KM. 14.5. COROZAL, PR 00643; NON-INVESTMENT RELATED; REAL ESTATE; OWNER; 1% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-30
S63 Uniform Securities Agent State Law Examination 1996-01-31
  • S65 Uniform Investment Adviser Law Examination
    2015-01-30
  • S63 Uniform Securities Agent State Law Examination
    1996-01-31
Other Names
  • Tony Vazquez-Bou
  • Enrique A Vazquez-Bou
  • Enrique Antonio Vazquezbou

View on SEC IAPD

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