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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-11 |
Branch Locations
18867 North Thompson Peak Parkway Suite 225, Scottsdale, AZ 85255 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
18867 N. Thompson Peak Parkway Ste #225, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-02-03 |
Branch Locations
18867 N. Thompson Peak Parkway Ste #225, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pinnacle Peak Private Client Group, Llc | Scottsdale | AZ | 01/2016 | 03/2026 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 01/2016 | 01/2017 |
| Bcg Securities, Inc. | Cherry Hill | NJ | 01/2017 | 09/2021 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 09/2021 | 12/2023 |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 03/2026 | Present |
1. Pinnacle Peak Client Group; Yes, Investment-Related; 18867 North Thompson Parkway, Suite 225, Scottsdale, AZ 85255; Advisory services; Operations Manager; 1/02/2016; 5 hours/month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-13 |
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