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9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Irvine | CA | 06/2009 | 03/2020 |
| Cooper Mcmanus | Irvine | CA | 06/2009 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2020 | Present |
1) CHARLES FARRELL, Laguna Beach CA 92651, REAL ESTATE SALES, MORTGAGE ORIGINATION/BROKER, LANDLORD- 05/22/13 NIR- 4 HR/MONTH 0 HR/MONTH TRADING- Property 71 Greenhouse, Irvine, CA 2) CHARLES FARRELL, Laguna Beach CA 92651, REAL ESTATE SALES/MORTGAGE ORIGINATION/MORTGAGE BROKER, 06/01/87 NIR, 1 HR/MONTH 0 HR/MONTH TRADING 3) COOPER MCMANUS, 9870 RESEARCH DRIVE, IRVINE, CA, ADVISORY REP OF A REGISTERED INVESTMENT ADVISOR, 06/16/09, INV REL, 200 HR/MONTH 160 HR/MONTH TRADING 4) NEWPORT INVESTORS, 9870 Research Drive, Irvine CA 92618, United States, 10/01/2024, IAR, DBA, INV REL, 160/MO - 160/Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-22 |
| S65 | Uniform Investment Adviser Law Examination | 1996-02-09 |
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