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8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-17 |
| AZ | RA | APPROVED | 2004-03-02 |
Branch Locations
8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dew Wealth Management | Scottsdale | AZ | 07/1999 | Present |
(1) Mr. Dew is a licensed insurance agent, but does not engage in commission-based sales. Insurance licensure is maintained solely for the purpose of collecting trail commissions on prior sales. (2) Mr. Dew is an independent trustee for one or more trusts of persons who are not advisory clients of Dew Wealth. In this role, Mr. Dew confers with other trustees regarding the management and distribution of trust assets. Mr. Dew devotes approximately 8 hours per month to this activity, the majority of which is during securities trading hours. (3) Mr. Dew is an author of educational and informational books and investing and financial planning. Mr. Dew does not currently participate in this activity but continues to collect royalty payments from prior published works. Mr. Dew does not devote any of his time to this activity, including during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-27 |
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