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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
4200 Truxtun Ave Suite 102, Bakersfield, CA 93309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Bakersfield | CA | 07/2001 | 10/2019 |
| Sbc Financial Services | Bakersfield | CA | 01/2001 | Present |
| Avantax Insurance Services, Inc. | Bakersfield | CA | 03/2005 | 09/2025 |
| Avantax Advisory Services | Bakersfiled | CA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Bakersfield | CA | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Bakersfield | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) NAME OF OTHER BUSINESS: SBC FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-02 |
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