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Robert Paul Boggs

Catawba River Capital

Belmont, NC

Lake Wylie, SC

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Current Employers
Catawba River Capital

4100 Charlotte Hwy., Lake Wylie, SC 29710 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-02-19
  • SC RA
    APPROVED
    Since 2025-02-19

Branch Locations

175 Armstrong Road, Belmont, NC 28012 • United States

4100 Charlotte Hwy., Lake Wylie, SC 29710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.P. Boggs & Co. Lake Wylie SC 02/2005 Present
  • 02/2005 → Present
    R.P. Boggs & Co.
    Lake Wylie, SC
Previous Registrations
  • 2000-10-06 → 2006-03-28
    Raymond James Financial Services, Inc.
    Lake Wylie, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-13
S63 Uniform Securities Agent State Law Examination 1995-12-26
  • S66 Uniform Combined State Law Examination
    2000-09-13
  • S63 Uniform Securities Agent State Law Examination
    1995-12-26

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · Belmont, NC
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Belmont, NC
ADVISORSTRUST PARTNERS LLC · Belmont, NC
PROSPERA FINANCIAL SERVICES, INC. · Belmont, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Belmont, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Belmont, NC
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