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Michael George Otting

Empower Advisory Group, LLC

Greenwood Village, CO

Cascade, IA

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-07-21
  • IA RA
    APPROVED
    Since 2022-07-21

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Cascade, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Dubuque IA 11/2011 04/2022
Prudential Investment Management Services Dubuque IA 08/2012 04/2022
Global Portfolio Strategies, Inc. Dubuque IA 09/2012 12/2018
Prudential Customer Solutions Llc Dubuque IA 05/2019 04/2022
Gwfs Equities, Inc. Hartford CT 04/2022 Present
  • 11/2011 → 04/2022
    Prudential Insurance Company Of America
    Dubuque, IA
  • 08/2012 → 04/2022
    Prudential Investment Management Services
    Dubuque, IA
  • 09/2012 → 12/2018
    Global Portfolio Strategies, Inc.
    Dubuque, IA
  • 05/2019 → 04/2022
    Prudential Customer Solutions Llc
    Dubuque, IA
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Hartford, CT
Previous Registrations
  • 2019-05-31 → 2020-11-29
    Prudential Select Strategies Llc
    Dubuque, IA
  • 2012-09-07 → 2018-12-31
    Global Portfolio Strategies, Inc.
    Hartford, CT
    Dubuque, IA
  • 2007-09-27 → 2011-06-15
    Global Portfolio Strategies, Inc.
    Dubuque, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-26
S63 Uniform Securities Agent State Law Examination 2001-06-22
  • S65 Uniform Investment Adviser Law Examination
    2007-09-26
  • S63 Uniform Securities Agent State Law Examination
    2001-06-22

View on SEC IAPD

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DEANNA LEE MEYER
BRENT Allan LEE
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ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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