David Scott Garelick

Current Employers

Employment History

• 05/1987 → Present
  Global Business Management
  Sherman Oaks, CA
• 02/1997 → 08/2017
  Financial West Group
  Westlake Village, CA
• 01/1997 → Present
  Global Financial Advisory Services, Inc.
  Valencia, CA
• 03/1999 → Present
  Global Tax And Accounting
  Valencia, CA
• 08/2017 → 01/2018
  Western International Securities, Inc.
  Pasadena, CA

Previous Registrations

• 2002-07-02 → 2014-12-31
  Financial West Group
  Westlake Village, CA
  Westlake Village, CA
  Valencia, CA
  Westlake Village, CA

Other Businesses

1.Global Business Management. Non-Investment related. Address: 15250 Ventura Blvd. #710, Sherman Oaks, CA 91403 & 23822 Valencia Blvd., Suite #304, Valencia, CA 91355. Nature of business: Business Management Company for high net worth individuals. Position/Title: President. Start date: 05/15/1987. Number of hours devoted during securities trading hours: 30 % of time. Duties: Family office serving as Power of Attorney for some clients with regard to bill pay. Also, act an Executor and trustee for some clients. 2.Global Tax and Accounting. (formerly known as Garelick, Wilkerson & Associates, Inc.). Non-Investment related. Address: 23822 Valencia Blvd., Suite #304, Valencia, CA 91355. Nature of business: Tax & Accounting. Position/Title: President. Start date: 04/01/1999. Number of hours devoted during securities trading hours: 30% of time. Duties: Tax Preparation and Bookkeeping for individuals, corporations, partnerships, trusts and exempt organizations. 3.The Canet Foundation. Non-Investment related. Address: 15250 Ventura Blvd., Suite 710, Sherman Oaks, CA 91403. Nature of business: Private foundation. Position/Title: Board Member/Treasurer. Start date: March 5, 2003. Number of hours devoted during securities trading hours: Less than 5% of time. Duties: Attending Board Meeting and voting on corporate resolutions. Treasurer position held, including check writing authority. 4.David Garelick. -Investment related. Address: 15250 Ventura Blvd. #710, Sherman Oaks, CA 91403 & 23822 Valencia Blvd., Suite #304, Valencia, CA 91355. Nature of business: Insurance. Position/Title: Independent Insurance Agent. Start date: 01/17/2003. Number of hours devoted during securities trading hours: Less than 5 hours a year. Duties: Independent Insurance Agent selling Accident & Health Insurance, Life Insurance, Long-term care & Variable contracts/annuities. Appointed with various insurance carriers.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-27
• S63 Uniform Securities Agent State Law Examination
  1996-07-01

Designations