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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-30 |
| TX | RA | APPROVED_RES | 2025-02-28 |
Branch Locations
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
11760 Us Hwy 1 Suite 507, Palm Beach Gardens, FL 33408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Palm Beach Gardens | FL | 09/2014 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Palm Beach | FL | 07/2019 | 02/2025 |
| &Partners | Nashville | TN | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-31 |
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