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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States
Lake Elmo, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Stillwater | MN | 10/2008 | Present |
| City National Bank | Stillwater | MN | 09/2016 | Present |
(1) COURAGE KENNY FOUNDATION; ADDRESS: 3915 GOLDEN VALLEY RD., MINNEAPOLIS, MN 55422; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 05/15/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-13 |
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